Coastal Equities Fires Walter Hall Following Alleged Forgery
Walter Hall (CRD #: 3109886) was fired from his firm, according to his BrokerCheck record, accessed on June 30, 2022. Keep reading to learn more about Walter Hall’s conduct as a broker.
Fired from Coastal Equities
On February 4, 2022, Walter Hall was fired from Coastal Equities after allegedly admitting to forging a signature on a fictitious promissory note.
FINRA Rule 2010
FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and ethical principles of trade.
Termination from NYLIFE Securities
On June 25, 2020, NYLIFE Securities fired Walter Hall following a company review that allegedly raised concerns about his business practices and conduct. This included service-related complaints.
Walter Hall has passed the following exams:
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
He previously registered for the following firms:
- Coastal Equities (CRD#:23769)
- NYLIFE Securities (CRD#:5167)
- Wunderlich Securities (CRD#:2543)
- Washington Square Securities (CRD#:2882)
- Investors Capital Corporation (CRD#:30613)
Kurta Law Can Help
If you worked with Walter Hall and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.