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Investor Alleges Virginia Panjvani Failed to Liquidate Assets

Virginia Panjvani (CRD #: 833818), a broker registered with Stifel, Nicolaus & Company, allegedly failed to follow a client’s instructions, according to her BrokerCheck record, accessed on May 14, 2025. Read on for more details about her alleged conduct as a broker.

Investor Dispute

On February 26, 2025, an investor alleged that Virginia Panjvani failed to liquidate trust account assets on February 24 and 25, 2025, resulting in losses. The client seeks $84,522.88 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Virginia Panjvani has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Securities Agent State Law Examination – Series 63

Virginia Panjvani is a registered broker in 18 states and a registered investment adviser in California and Texas.

She has also worked for the following firms:

  • UBS Financial Services (CRD#:8174)
  • Bateman Eichler, Hill Richards (CRD#:76)
  • Paine, Webber, Jackson & Curtis (CRD#:8174)
  • Blyth Eastman Dillon & Company (CRD#:6361)

Kurta Law Can Help

If you worked with Virginia Panjvani and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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