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Vic Leung is the Subject of an Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 6, 2025 at 1:32am

Vic Leung (CRD #: 4468397), a broker registered with Cetera Investment Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on September 5, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations

On June 27, 2025, an investor alleged that Vic Leung told them their investment had a time horizon of one year and guaranteed them a return of principal upon maturity. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to provide accurate information may violate this rule. 

Background Information 

Vic Leung has passed the following exams: 

  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 
  • Series 66 – Uniform Combined State Law Examination 

He is a registered broker and investment adviser in California. 

Vic Leung has three years of experience and has registered with six firms: 

  • Cetera Investment Services (CRD #: 15340) 
  • Cetera Investment Advisers (CRD #: 105644) 
  • U.S. Bancorp Investments (CRD #: 17868) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • MetLife Securities (CRD #: 14251) 
  • Metropolitan Life Insurance Company (CRD #: 4095) 

Kurta Law Can Help

If you worked with Vic Leung and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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