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Valerie Duarte Fired from J.P. Morgan Securities For Alleged Policy Violation

Valerie Duarte (CRD #: 6250562), a broker formerly registered with J.P. Morgan Securities, was fired after allegedly violating firm policy, according to her BrokerCheck record, accessed on June 6, 2023. Keep reading if you have questions about her alleged conduct as a broker.

Termination from J.P. Morgan Securities

On May 9, 2023, Valerie Duarte was fired from J.P. Morgan Securities and JPMorgan Chase Bank after allegedly violating the firm’s policy concerning personal finances by making multiple cash withdrawals from her personal Chase Bank account that were under the Currency Transaction Reporting threshold.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Valerie Duarte has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

She previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Valerie Duarte and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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