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Tyler Schultz Allegedly Recommended Unsuitable Investments

By: kurtablogs Author
November 24, 2025 at 7:46pm

Tyler Schultz (CRD#: 5762290), a broker registered with LPL Financial, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on November 24, 2025. Keep reading if you have questions regarding his alleged.

Investor Allegations

On October 7, 2025, an investor alleged that Tyler Schultz recommended unsuitable investments in her 401k plan. The investor is seeking $46,862.57.

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

  • Age
  • Financial goals
  • Risk tolerance
  • Time horizon (i.e., how long the investor plans to hold the investment)
  • Investing experience
  • Tax status

Investors who believe their losses are the result of unsuitable investment recommendations may be able to recover their funds through FINRA arbitration.

Background Information

Tyler Schultz has passed the following exams:

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker and investment adviser in Kansas, Missouri, and Oklahoma.

Tyler Schultz has registered with five firms:

  • LPL Financial (CRD #: 6413)
  • Global Retirement Partners (CRD #: 172011)
  • Securities America Advisors (CRD #: 110518)
  • Securities America (CRD #: 10205)
  • Edward Jones (CRD #: 250)

Kurta Law Can Help

If you worked with Tyler Schultz and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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