FINRA Bars Tyler Krol for Alleged Refusal to Provide Information

Tyler Krol (CRD #: 7670323), a broker formerly registered with J.P. Morgan Securities, has been barred by FINRA, according to his BrokerCheck record, accessed on May 13, 2025. Read on to learn more about his alleged conduct as a broker.

Bar by FINRA

On February 28, 2025, Tyler Krol consented to the entry of findings that he allegedly refused to provide documents and information requested in connection with a FINRA investigation.

According to a Letter of Acceptance, Waiver & Consent (AWC), J.P. Morgan Securities allegedly disclosed in a Form U5 (Uniform Termination Notice for Securities Industry Registration) that Tyler Krol was terminated by the firm’s affiliate bank for opening credit cards without bank customers’ knowledge and charging more than $31,000 for personal use.

The AWC concluded that the alleged refusal to provide information constituted violations of FINRA Rules 8210 and 2010.

FINRA Rule 8210

FINRA Rule 8210 requires members to submit their books and records for inspection and to appear for testimony in connection with FINRA investigations.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Sanctions

Tyler Krol was permanently barred by FINRA on February 28, 2025. You can read the full AWC here.

Termination from JPMorgan Chase Bank

On September 26, 2024, JPMorgan Chase Bank fired Tyler Krol for allegedly opening two credit cards for bank customers without their knowledge or approval and charged more than $31,000 in personal expenses to these cards.

Background Information

Tyler Krol has passed the following exams:

• Investment Company Products/Variable Contracts Representative Examination – Series 6TO
• Securities Industry Essentials Examination – SIE

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Tyler Krol and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.