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Tyler Hastings Fired from Raymond James & Associates

Tyler Hastings (CRD #: 7144025), a broker formerly registered with Raymond James & Associates, was fired from his firm, according to his BrokerCheck record, accessed on July 6, 2022. Read on to learn more about Tyler Hastings’s conduct as a broker.

Discharge from Raymond James & Associates

On March 29, 2022, Tyler Hastings was fired from Raymond James & Associates for allegedly failing to follow firm policies concerning the confidentiality of client information and the proprietary nature of firm materials.

Regulation S-P

Regulation S-P requires firms to adopt and enforce privacy policies. Firms must also provide disclosures to their customers when their information will be shared with third parties.

Background Information

Tyler Hastings has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for Raymond James & Associates (CRD#:705).

Kurta Law Can Help

If you worked with Tyler Hastings and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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