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Tuan Vo Fired from JPMorgan Chase Bank Over Alleged Misconduct

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By: Jonathan Kurta Author
September 17, 2025 at 9:20pm

Tuan Vo (CRD #: 7386063), a broker formerly registered with J.P. Morgan Securities, was fired from that firm’s affiliate bank, according to his BrokerCheck record, accessed on August 23, 2025. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from JPMorgan Chase Bank

On July 3, 2025, JPMorgan Chase Bank fired Tuan Vo for allegedly opening an affiliate bank credit card for a family member without their knowledge and subsequently charging unauthorized personal expenses to the card.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Tuan Vo has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

He previously worked for J.P. Morgan Securities (CRD#:79) and Fidelity Brokerage Services (CRD#:7784).

Kurta Law Can Help

If you worked with Tuan Vo and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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