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Troy Orlando Allegedly Misrepresented Investments

Mar 25, 2022 Misrepresentation

Troy Orlando (CRD #:6055474), a broker registered with Craft Capital Management, filed for bankruptcy on January 11, 2022, according to his BrokerCheck record, accessed on March 20, 2022. He also has a pending investor dispute on his record—details are provided below. 

Investor Dispute

On December 19, 2019, an investor filed a dispute against Troy Orlando alleging negligence, unsuitability, breach of fiduciary duty, breach of contract, and misrepresentation. This is not his first investor dispute.

Tax Lien 

On October 28, 2021, Troy Orlando became the subject of a tax lien for $7,568. 

Background Information

Troy Orlando has passed the following exams:

  • Series 66 - Uniform Combined State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 7 - General Securities Representative Examination

He is a registered broker in 12 states. 

Besides Joseph Gunnar & Co, Troy Orlando has also worked with the following firms:

  • Joseph Stone Capital (CRD#:159744)
  • Worden Capital Management (CRD#:148366)
  • Spartan Capital Securities (CRD#:146251)
  • J.H. Darbie & Co. (CRD#:43520)

 Kurta Law Can Help

If you have worked with Troy Orlando and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.