Troy Brown Subject of Allegations

Troy Brown (CRD #: 2262142), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 18, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations

On April 22, 2024, an administrator of a client’s estate alleged that Troy Brown violated his fiduciary duty by permitting himself to be named the sole beneficiary when he allegedly knew the client had diminished capacity. The dispute was denied by the firm, but investors should know that firms can deny disputes without any external review. 

FINRA Rule 3241

FINRA Rule 3241 prohibits brokers from being named as a beneficiary, executor, or trustee or holding other positions of trust for a client, except under certain circumstances.

Background Information 

Troy Brown has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination  

He is a registered broker in 26 states and D.C. He is a registered investment adviser in Oklahoma and Texas. 

Kurta Law Can Help 

If you have worked with Troy Brown and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.