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Trombakesh Kar Fired from J.P. Morgan Securities

Trombakesh Kar (CRD #: 4680316), a broker formerly registered with J.P. Morgan Securities, was fired from that firm and its affiliate bank, according to his BrokerCheck record, accessed on June 8, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Termination from J.P. Morgan Securities

On April 17, 2023, Trombakesh Kar was fired from J.P. Morgan Securities and JPMorgan Chase Bank after allegedly removing a Chase Bank wire document, which contained personal customer information, without authorization. He allegedly later returned the document.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Trombakesh Kar has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Chase Investment Services (CRD#:25574)
  • Banc of America Investment Services (CRD#:16361)
  • Quick & Reilly (CRD#:11217)

Kurta Law Can Help

If you worked with Trombakesh Kar and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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