Travis Lewis Fired from Edward Jones After Alleged Forgery
Travis Lewis (CRD #: 5454853), a former broker, was fired from Edward Jones, according to his BrokerCheck record, accessed on April 28, 2022. If you have questions about his conduct as a broker, read on.
Termination from Edward Jones
Travis Lewis was fired from Edward Jones on January 6, 2022, following an allegation he was involved in the signing of a client’s name on multiple firm documents.
FINRA Rule 2010
Forgery is a violation of FINRA Rule 2010, which requires brokers to maintain high standards of commercial honor.
Travis Lewis has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- Series 7TO – General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
In the past, he has also worked for Edward Jones (CRD#:250) and Country Capital Management Company (CRD#:12060).
Kurta Law Can Help
If you worked with Travis Lewis and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.