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Travis Lewis Fired from Edward Jones After Alleged Forgery

Travis Lewis (CRD #: 5454853), a former broker, was fired from Edward Jones, according to his BrokerCheck record, accessed on April 28, 2022. If you have questions about his conduct as a broker, read on.

Termination from Edward Jones

Travis Lewis was fired from Edward Jones on January 6, 2022, following an allegation he was involved in the signing of a client’s name on multiple firm documents.

FINRA Rule 2010

Forgery is a violation of FINRA Rule 2010, which requires brokers to maintain high standards of commercial honor. 

Background Information

Travis Lewis has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

In the past, he has also worked for Edward Jones (CRD#:250) and Country Capital Management Company (CRD#:12060).

Kurta Law Can Help

If you worked with Travis Lewis and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.