Travis Castleberry Named in Dispute Involving Deceased Client’s Estate

Travis Castleberry (CRD #: 2519003), a broker formerly registered with Edward Jones, is involved in a pending dispute, according to his BrokerCheck record, accessed on June 2, 2023. If you have questions about his alleged conduct as a broker, read on.

Pending Dispute

On March 7, 2023, the administrator of a deceased client’s estate alleged that Travis Castleberry and his then-firm, Edward Jones, effectuated a beneficiary change from the client’s estate to a third party when the client was not capable of authorizing this change.

The beneficiary change allegedly occurred on or about March 27, 2018. The administrator seeks $100,000 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Travis Castleberry has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination

He previously worked for Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Travis Castleberry and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.