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Investor Alleges Misrepresentation in Dispute with Tony Nader

Tony Nader (CRD #: 4700969), a broker registered with Western International Securities, allegedly made misrepresentations, according to his BrokerCheck record, accessed on January 4, 2023. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On October 22, 2022, an investor named Tony Nader in a dispute alleging negligence and misrepresentation. This dispute is currently pending.

FINRA Rule 2020

The misrepresentation of information related to investments violates FINRA Rule 2020, which bans the use of manipulation, deception, and other means of influencing the purchase and sale of securities.

What is broker negligence?

Brokers may act in many negligent ways. Common examples include misrepresentations or omissions of fact, unsuitable investment recommendations, and excessive or unauthorized trading.

Investors who feel their losses are the result of broker negligence may be able to recover their funds by pursuing FINRA arbitration. 

Background Information

Tony Nader has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Tony Nader is a registered broker in ten states and a registered investment adviser in eight states.

He has also worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Chase Investment Services (CRD#:25574)
  • WaMu Investments (CRD#:599)
  • Wells Fargo Investments (CRD#:10582)

Kurta Law Can Help

If you worked with Tony Nader and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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