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Todd Havemeister Permitted to Resign from Great Point Capital

Todd Havemeister (CRD #: 1942953) resigned from his firm, according to his BrokerCheck record, accessed on August 12, 2022. Keep reading to learn more about his conduct as a broker.

Resignation from Great Point Capital

On April 8, 2022, Todd Havemeister was permitted to resign from Great Point Capital after allegedly claiming to be a lead investment banker in retail communications seeking to raise capital, though he was allegedly not licensed as an investment banker.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Tax Liens

From 2016 to 2017, Todd Havemeister was subject to $22,926.08 in tax liens.

Background Information

Todd Havemeister has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 3 – National Commodity Futures Examination
  • Series 4 – Registered Options Principal Examination
  • Series 24 – General Securities Principal Examination 

He has also worked for the following firms:

  • Great Point Capital (CRD#:114203)
  • J.P. Turner & Company (CRD#:43177)
  • JHS Capital Advisors (CRD#:112097)
  • Empire Financial Group (CRD#:28759)
  • FSC Securities (CRD#:7461)
  • Fairchild Financial Group (CRD#:21404)
  • Corporate Securities Group (CRD#:11025)
  • J. W. Gant & Associates (CRD#:7963)

Kurta Law Can Help

If you worked with Todd Havemeister and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.