Timothy McGrath Fired from Edward Jones
Timothy McGrath (CRD #: 5467374), a broker registered with Vanderbilt Securities, was fired from his previous firm, according to his BrokerCheck record, accessed on June 12, 2022. If you have questions about Timothy McGrath’s conduct as a broker, keep reading.
Discharge from Edward Jones
On April 22, 2022, Timothy McGrath was fired from his firm, Edward Jones, following concerns that he indicated he had completed annual account reviews when he had not done so.
FINRA Rule 4511
Firms must obey FINRA Rule 4511, which requires that they maintain books and records. These records must be accurate and kept up-to-date.
Timothy McGrath has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Timothy McGrath is a registered broker in Arizona, Illinois, and Missouri. He is also a registered investment adviser in Illinois.
He has also worked for Edward Jones (CRD#:250) and Vanderbilt Advisory Services (CRD#:116537).
Kurta Law Can Help
If you worked with Timothy McGrath and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.