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Timothy Buxton Fired from Equitable Advisors 

Timothy Buxton (CRD #: 1943794), a broker formerly registered with Equitable Advisors, has been fired from that firm, according to his BrokerCheck record, accessed on March 18, 2025. If you want to know more about his alleged conduct as a broker, read on.

Termination from Equitable Advisors

On February 19, 2025, Timothy Buxton was fired from Equitable Advisors following allegations made by a third-party insurance carrier that he impersonated a client in a call with their service center.

He allegedly also used his own phone number for the two-factor authentication for this account.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Timothy Buxton has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He has also worked for Equitable Advisors (CRD#:6627) and The Equitable Life Assurance Society of the United States (CRD#:4039).

Kurta Law Can Help

If you worked with Timothy Buxton and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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