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Thomas Doran is the Subject of an Investor Dispute

Thomas Doran (CRD #: 6195329), a broker registered with Reagan Securities, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on July 1, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On March 28, 2024, an investor alleged that Thomas Doran was negligent in providing information regarding the proper ownership of assets which resulted in inaccurate personal tax filings. 

Negligence

Many types of broker misconduct may qualify as negligence. Typical examples include unsuitable investment recommendations, misrepresentations or omissions of material fact, and failure to follow instructions.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Negligence may violate this rule. 

Background Information 

Thomas Doran has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 79 Investment Banking Registered Representative Examination 

He is a registered broker in eight states. 

Kurta Law Can Help 

If you have worked with Thomas Doran and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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