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Teresa Oloff Fired from The Huntington Investment Company Following Alleged Forgery

Teresa Oloff (CRD #: 2899864), a broker formerly registered with The Huntington Investment Company, was fired from the firm, according to her BrokerCheck record, accessed on September 18, 2022. Read on if you have questions about her conduct as a broker prior to her termination.

Termination from The Huntington Investment Company

On July 15, 2022, Teresa Oloff was fired from The Huntington Investment Company for allegedly violating firm policies and procedures by copying and pasting a client’s signature on a signature card.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Copying and pasting a client’s signature would qualify as a violation of this rule. 

Background Information

Teresa Oloff has passed the following exams:

  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

In the past, she worked for the following firms:

  • The Huntington Investment Company (CRD#:16986)
  • U.S. Bancorp Investments (CRD#:17868)
  • Firstar Investment Services (CRD#:14536)
  • Conseco Securities (CRD#:29367)
  • Pruco Securities (CRD#:5685)
  • Banc One Securities Corporation (CRD#:16999)

Kurta Law Can Help

If you worked with Teresa Oloff and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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