Teague Wright Subject of New York Regulatory Action

Teague Wright (CRD #: 2480165), a broker registered with Osaic Wealth, was involved in a state regulatory action, according to her BrokerCheck record, accessed on June 28, 2025. If you have questions about her alleged conduct as a broker, keep reading.

New York Regulatory Action

On May 1, 2025, the New York Department of Financial Services named Teague Wright in allegations of incompetence within the meaning of Section 2110(a)(4) of the New York Insurance Law by disclosing nonpublic personal information of two insureds in violation of N.Y. Comp. Codes R. & Regs. Title 420.10 and 420.17.

Teague Wright was fined $1,000.

New York Insurance Law and Regulation 169

Section 2110(a)(4) of the Consolidated Laws of New York allows the Superintendent of the Department of Financial Services to suspend or revoke insurance producers, adjusters, consultant, or life settlement broker licenses for demonstrating incompetence.

N.Y. Comp. Codes R. & Regs. Title 420.10 and 420.17 fall under Regulation 169, which defines the conditions for disclosure of consumers’ personal, nonpublic information, including health information. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Teague Wright has passed the following exams:

• Investment Company Products/Variable Contracts Representative Examination – Series 6TO
• General Securities Representative Examination – Series 7TO
• Securities Industry Essentials Examination – SIE
• Investment Company Products/Variable Contracts Representative Examination – Series 6
• Uniform Securities Agent State Law Examination – Series 63

Teague Wright is a registered broker in 11 states.

She has also worked for the following firms:

• Securities America (CRD#:10205)
• Lion Street Financial (CRD#:165828) 
• J.P. Morgan Securities (CRD#:79)
• P.J. Robb Variable Corporation (CRD#:38339) 
• Underwriters Equity Corporation (CRD#:36537)
• ASH Securities Wholesaling (CRD#:37454)
• NFP Securities (CRD#:42046) 
• FSC Securities Corporation (CRD#:7461) 

Kurta Law Can Help

If you worked with Teague Wright and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.