Taylor Nussbaum (CRD #: 7384506), a broker registered with MML Investors Services, LLC has voluntarily resigned from Northwestern Mutual Investment Services, LLC. This disclosure appears on his BrokerCheck record, accessed on December 11, 2025. Keep reading if you have questions.

Employment Separation After Allegations

On November 12, 2025, Taylor Nussbaum voluntarily resigned from Northwestern Mutual Investment Services, LLC. At the time, the firm alleges it was reviewing concerns involving allegations that Taylor Nussbaum violated firm policies related to outside business activities.

He has an outside insurance business listed in his detailed BrokerCheck record. 

FINRA Rule 3270: Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval for any outside business.

Background Information

Taylor Nussbaum has passed the following exams:

• SIE – Securities Industry Essentials Examination
• Series 6TO Investment Company Products/Variable Contracts Representative Examination
• Series 63 Uniform Securities Agent State Law Examination

He is a registered broker in 24 states.

Taylor Nussbaum has registered with one firm:

• MML Investor Services, LLC (CRD #: 10409)

Kurta Law Can Help

If you worked with Taylor Nussbaum and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.