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Sylvia Millar Fired from JPMorgan Chase Bank

Sylvia Millar (CRD #: 2862837), a broker formerly registered with J.P. Morgan Securities, was fired from that firm’s affiliate bank, according to her BrokerCheck record, accessed on June 22, 2025. Keep reading if you want to know more about her alleged conduct as a broker.

Termination from JPMorgan Chase Bank

On May 5, 2025, Sylvia Millar was fired from JPMorgan Chase Bank for allegedly providing inaccurate information concerning client attendees at a business event on an internal attendance certification.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Sylvia Millar has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

She previously worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Morgan Stanley (CRD#:149777)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691) 
  • Dean Witter Reynolds (CRD#:7556) 

Kurta Law Can Help

If you worked with Sylvia Millar and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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