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Steven Krekeler Fired by Wells Fargo Clearing Services

Steven Krekeler (CRD #: 4620715) has been fired by Wells Fargo Clearing Services. This disclosure appears on his BrokerCheck record, accessed on June 6, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On April 9, 2024, Wells Fargo Clearing Services terminated Steven Krekeler following allegations that he failed to code a client’s account as deceased and claimed to have spoken to a client after their death. He also allegedly accepted trade and asset movement instructions from an unauthorized party. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Inaccurately claiming to speak with a client and accepting instructions from unauthorized parties may violate this rule. 

Background Information 

Steven Krekeler has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He has registered with Wells Fargo Clearing Services (CRD #: 19616) and A.G. Edwards & Sons (CRD #: 4). 

Kurta Law Can Help 

If you have worked with Steven Krekeler and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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