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Steven Glick Fired from Wells Fargo Clearing Services

Steven Glick (CRD #: 7703423), a broker formerly registered with Wells Fargo Clearing Services, was fired from that firm, according to his BrokerCheck record, accessed on June 28, 2025. If you have questions about his alleged conduct as a broker, keep reading.

Termination from Wells Fargo Clearing Services

On April 30, 2025, Steven Glick was fired from Wells Fargo Clearing Services for allegedly failing to follow account opening requirements.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Steven Glick has passed the following exams:

  • Investment Company Products/Variable Contracts Representative Examination – Series 6TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for Wells Fargo Clearing Services (CRD#:19616).

Kurta Law Can Help

If you worked with Steven Glick and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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