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Steven Flahive is the Subject of Commission Abuse Allegations

Steven Flahive (CRD #: 2674387) is the subject of an investor complaint. This dispute appears on his BrokerCheck record, accessed on March 20, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegation 

On December 19, 2023, investors alleged that Steven Flahive overcharged for commissions and did not follow their agreement with the investors. The investors are seeking $517,499.89. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Overcharging for commissions violates this rule. 

Background Information 

Steven Flahive has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

During his 28 years of experience, he has registered with three firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Credit Suisse Securities (USA) (CRD #: 816) 
  • CitiGroup Global Markets (CRD #: 7059) 

Kurta Law Can Help 

If you have worked with Steven Flahive and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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