Steve Perrmann: Did His Unsuitable Recommendations Lead to Investor Losses?
Steve Perrmann (CRD #: 5873282), a broker registered with Kalos Capital, is facing an investor dispute, according to his BrokerCheck record, accessed on July 22, 2021. This is not his first dispute.
On June 7, 2021, an investor alleged that Steve Perrmann recommended unsuitable investments and engaged in gross negligence as well as intentional misrepresentation. The investor is seeking $70,000; the dispute is pending.
There are three other settled disputes on Perrmann’s record; they collectively resolved for $25,664.
Steve Perrmann Background Information
He has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker in 19 states and a registered investment adviser in Missouri.
Perrmann has worked with the following firm:
- Kalos Management (CRD #: 133025)
- National Planning Corporation (CRD #: 29604)
Kurta Law Can Help
If you worked with Steve Perrmann and you have concerns about your investments, contact Kurta Law today. Call 212-658-1502 or email firstname.lastname@example.org.