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Stephen Bellosi Fired from Pruco Securities

Stephen Bellosi (CRD #: 4551874), a broker formerly registered with Pruco Securities, was fired from the firm, according to his BrokerCheck record, accessed on January 12, 2023. Read on if you have questions about his alleged conduct as a broker.

Resignation from Pruco Securities

On December 2, 2022, Stephen Bellosi was fired from Pruco Securities after allegedly failing to respond to a FINRA Personal Activity Questionnaire.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Stephen Bellosi has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for the following firms:

  • Pruco Securities (CRD#:5685)
  • Park Avenue Securities (CRD#:46173)
  • Triad Advisors (CRD#:25803)
  • NFP Securities (CRD#:42046)
  • NFP Advisor Services (CRD#:42046)

Kurta Law Can Help

If you worked with Stephen Bellosi and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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