Victim of Financial Fraud? Call Now

Stephanie Turner Fired from Stifel, Nicolaus & Company

Stephanie Turner (CRD #: 1698477), a broker formerly registered with Stifel, Nicolaus & Company, was fired from the firm, according to her BrokerCheck record, accessed on January 17, 2023. If you have questions about her alleged conduct as a broker, keep reading.

Termination from Stifel, Nicolaus & Company

On November 25, 2022, Stephanie Turner was fired from Stifel, Nicolaus & Company following alleged concerns relating to her business partner’s involvement with certain investments not offered at his prior firm while employed by that firm.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Stephanie Turner has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

She has also worked for the following firms:

  • Stifel, Nicolaus & Company (CRD#:793)
  • UBS Financial Services (CRD#:8174)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691)

Kurta Law Can Help

If you worked with Stephanie Turner and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.