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Sotiraq Qirjollari is Facing an Investor Dispute

Sotiraq Qirjollari (CRD #: 6002789), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 6, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On February 12, 2023, an investor alleged that Sotiraq recommended an unsuitable portfolio of investments during the time period of March 2017 to March 2020. The investor is seeking $72,577.

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment strategy fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

  • Age
  • Risk tolerance
  • Time horizon (i.e., how long the investor plans to hold the investment)
  • Investing experience
  • Tax status
  • Financial goals

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

Sotiraq Qirjollari has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered investment advisor and broker in Florida. He is a registered broker in South Carolina. 

During his 12 years of experience, Sotiraq Qirjollari has registered with the following four firms: 

  • LPL Financial (CRD #: 6413) 
  • Cetera Investment Advisers (CRD #: 105644) 
  • Cetera Investment Services (CRD #: 15340) 

Kurta Law Can Help 

If you have worked with Sotiraq Qirjollari and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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