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Sierra Pedley Resigns from J.P. Morgan Securities Following Forgery Allegations

Sierra Pedley (CRD #: 7471356), a broker formerly registered with J.P. Morgan Securities, resigned following allegations of forgery, according to her BrokerCheck record, accessed on July 12, 2023. If you want to know more about her alleged conduct as a broker, read on.

Resignation from J.P. Morgan Securities

On May 12, 2023, Sierra Pedley resigned from JPMorgan Chase Bank and J.P. Morgan Securities after allegedly pasting a bank customer’s signature from a previously-signed form onto another bank form and a signature card.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Sierra Pedley has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

She previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Sierra Pedley and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.