JPMorgan Chase Bank Fires Shweta Verma for Alleged Policy Violation
Shweta Verma (CRD #: 7528896), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to her BrokerCheck record, accessed on May 28, 2025. Read on for more details about her alleged conduct as a broker.
Termination from JPMorgan Chase Bank
On February 21, 2025, JPMorgan Chase Bank fired Shweta Verma following allegations that she violated bank policy concerning transactions that did not qualify for an incentive credit.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Background Information
Shweta Verma has passed the following exams:
- Investment Company Products/Variable Contracts Representative Examination – Series 6TO
- Securities Industry Essentials Examination – SIE
- Uniform Securities Agent State Law Examination – Series 63
She previously worked for J.P. Morgan Securities (CRD#:79).
Kurta Law Can Help
If you worked with Shweta Verma and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.