Shubert Cineus Fired from Hornor, Townsend & Kent

Shubert Cineus (CRD #: 6736413), a broker formerly registered with Hornor, Townsend & Kent, was fired from the firm, according to his BrokerCheck record, accessed on August 2, 2025. If you want to know more about his alleged conduct as a broker, read on.

Termination from Hornor, Townsend & Kent

On April 15, 2025, Shubert Cineus was fired from Hornor, Townsend & Kent following allegations that he violated firm policies with regard to undisclosed outside business activities and communications with the public.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to disclose to their firm any business activities they engage in outside it, including any compensation they expect to receive.

FINRA Rule 2210

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public. Firms must approve retail communications before their publication, and some communications must be filed with FINRA’s Advertising Regulation Department.

Other business activities

Shubert Cineus discloses the following outside business activities on his detailed BrokerCheck report:

• Insurance agent with Insurmark, Florida Financial Insurance Agency, Modern Edge Capital LLC, and RH Capital, selling insurance products
• Driver with Uber Technologies
• Provider of college planning services with Synergy College Funding Consultants
• Host of the Smart Business Owner Podcast
• Owner of Healthier Confident Now LLC, selling health and wellness products
• Author of a financial education book

Background Information

Shubert Cineus has passed the following exams:

• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Uniform Investment Adviser Law Examination – Series 65
• Uniform Securities Agent State Law Examination – Series 63

He previously worked for Hornor, Townsend & Kent (CRD#:4031) and Northwestern Mutual Investment Services (CRD#:2881).

Kurta Law Can Help

If you worked with Shubert Cineus and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.