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Shoumya Saha Fired from GLP Investment Services

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 23, 2025 at 11:28pm

Shoumya Saha (CRD #: 5409945), a broker formerly registered with GLP Investment Services, was fired from that firm, according to his BrokerCheck record, accessed on August 10, 2025. If you want to know more about his alleged conduct as a broker, read on.

Termination from GLP Investment Services

On January 5, 2022, Shoumya Saha was fired from GLP Investment Services following allegations that he emailed clients mostly incomplete forms for them to complete, sign, and return.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Shoumya Saha has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for GLP Investment Services (CRD#:25450).

Kurta Law Can Help

If you worked with Shoumya Saha and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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