Shawn Murff Fired from Edward Jones
Shawn Murff (CRD #: 6714280), a formerly registered broker, was fired from Edward Jones, according to his BrokerCheck record, accessed on April 14, 2022. If you want to learn more about Shawn Murff’s conduct as a broker, keep reading.
Discharge from Edward Jones
On January 27, 2022, Shawn Murff was fired from Edward Jones after allegedly attempting to settle a customer complaint outside of firm supervision, violating the firm’s complaints policy.
FINRA Rule 3110
Brokers should always disclose complaints they receive to their firm. Firms must review complaints and determine if the broker has engaged in any type of misconduct. FINRA establishes supervisory rules under FINRA Rule 3110, which requires FINRA members to establish and maintain systems of internal supervision to ensure firms’ compliance with FINRA regulations. This includes defining and enforcing rules for handling customer complaints.
Shawn Murff has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Kurta Law Can Help
If you worked with Shawn Murff and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.