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Shawn Danziger Allegedly Failed to Disclose Fees to Client

By: kurtablogs Author

Shawn Danziger (CRD #: 2238465) is a registered representative with Cambridge Investment Research who allegedly failed to clearly disclose fees. This disclosure appears on his BrokerCheck record, accessed on December 20, 2025. Keep reading if you have questions regarding his alleged conduct.

Investor Allegations

On September 30, 2025, a customer dispute involving Shawn Danziger alleged omission related to fee disclosures, claiming that costs were not clearly communicated at the beginning of the relationship.

Investors should be aware, however, that firms can deny disputes without an external review. It’s still possible to recover damages following a denial, and investors may want to pursue FINRA arbitration.

High Standards of Commercial Honor 

FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade. 

Rule 2020

FINRA Rule 2020 prohibits brokers from using any manipulative, deceptive, or fraudulent device when handling securities. Omitting information regarding fees violates this rule. 

Background Information

Shawn Danziger has passed the following exams:

  • SIE — Securities Industry Essentials Examination

  • Series 7 General Securities Representative Examination

  • Series 6 Investment Company Products/Variable Contracts Representative Examination

  • Series 66 Uniform Combined State Law Examination

  • Series 63 Uniform Securities Agent State Law Examination

Shawn Danziger is a registered broker in Connecticut, Delaware, Florida, Georgia, Michigan, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, and Virginia.

He is also registered as an investment adviser in New Jersey.

Shawn Danziger has registered with the following firms:

  • Cambridge Investment Research Advisors, Inc. (CRD#: 134139)
  • Cambridge Investment Research, Inc. (CRD#: 39543)
  • FSC Securities Corporation (CRD#: 7461)
  • Securities America Advisors, Inc. (CRD#: 110518)

Kurta Law Can Help 

If you have worked with Shawn Danziger and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.