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Sevag Haddadian Resigned from Morgan Stanley Smith Barney

May 3, 2022 Employment

Sevag Haddadian (CRD #: 3249290), a broker registered with Wells Fargo Clearing Services, resigned from his previous firm, according to his BrokerCheck record, accessed on April 25, 2022. Read on if you have questions about Sevag Haddadian’s conduct as a broker.

Resignation from Morgan Stanley Smith Barney

On January 13, 2022, Sevag Haddadian voluntarily resigned from Morgan Stanley Smith Barney (also known as Morgan Stanley Wealth Management) following allegations that he failed to disclose his purchase of limited liability companies to his firm. These companies allegedly bought, sold, and rented homes in Ohio to firm clients.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to disclose and receive firm approval for any business activities they conduct outside of their role as a broker. 

There are no outside businesses disclosed on Sevag Haddadian detailed BrokerCheck report

Background Information

Sevag Haddadian has passed the following exams:

  • Series 66 - Uniform Combined State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 31 - Futures Managed Funds Examination
  • Series 7 - General Securities Representative Examination

Sevag Haddadian is a registered broker in 10 states and a registered investment adviser in California and Texas.

He has also worked for the following firms:

  • Morgan Stanley (CRD#:149777)
  • Morgan Stanley & Co. (CRD#:8209)
  • Morgan Stanley (CRD#:7556)
  • Morgan Stanley DW (CRD#:7556)

Kurta Law Can Help

If you worked with Sevag Haddadian and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.