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Sergio Moure Torres Racks Up 9th Investor Dispute

Sergio Moure Torres (CRD #: 4829488), a broker registered Oriental Financial Services, is facing his eighth investor dispute, according to his BrokerCheck record, accessed on August 24, 2021.

There are four pending investor disputes on his record:

  1. On June 17, 2021, an investor alleged that Sergio Moure Torres misrepresented certain securities as having no sales charges.
  2. On January 17, 2020, an investor alleged that Sergio Moure Torres recommended an unsuitable and over-concentrated investment strategy. The investor is seeking $74,000; the dispute is pending.
  3. On September 4, 2019, an investor alleged that Sergio Moure Torres recommended unsuitable investments. The investor is seeking $150,000; the dispute is pending.
  4. On September 28, 2018, an investor alleged that Sergio Moure Torres recommended unsuitable investments, made misrepresentations, and omitted material facts. The investor is seeking $200,000; the dispute is pending.

Settled Investor Disputes

There are four investor disputes on Sergio Moure Torres’ record. These collectively settled for $170,000.

Sergio Moure Torres Background Information

Sergio Moure Torres has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

He is a registered broker in New Jersey and Puerto Rico. He is also a registered investment adviser in Puerto Rico.

Kurta Law Can Help

If you worked with Sergio Moure Torres and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.

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