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Sean Mostero Suspended by FINRA

Sean Mostero (CRD #: 6447158) has been suspended by FINRA. This suspension followed his termination from Alessandra Capital Management. These disclosures appear on his BrokerCheck record, accessed on May 31, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On February 29, 2024, Alessandra Capital Management fired Sean Mostero following allegations that he did not cooperate with the firm’s requests for information regarding a complaint received regarding his professional conduct. 

FINRA Investigation and Suspension 

FINRA announced an investigation into Sean Mostero on March 24, 2024. The investigation is related to a customer’s complaint regarding account withdrawals. 

On April 16, 2024, FINRA suspended Sean Mostero following allegations that he failed to respond to FINRA requests for information. The suspension will continue until the required information is provided to FINRA or the suspension converts to a bar. 

Kurta Law Can Help 

If you have worked with Sean Mostero and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

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