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Sean Kelly Fired Following Allegations of Inaccurate Applications

Sean Kelly (CRD #: 4334500), a broker formerly registered with Allstate Insurance Company, has been fired. This is according to his BrokerCheck record, accessed on February 7, 2022.

On December 3, 2021, Allstate Insurance Company fired Sean Kelly following allegations that he inaccurately completed and/or directed or consented for support staff to inaccurately complete casualty insurance applications to receive compensation to which they were not entitled.

This conduct would violate FINRA Rule 2010. FINRA Rule 2010 requires brokers to observe high standards of commercial honor and just and equitable principles of trade.

Background Information

Sean Kelly has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 Investment Company Products / Variable Contracts Representative Examination

Sean Kelly has only registered with Allstate Financial Services (CRD #: 18272)

Kurta Law Can Help

If you have worked with Sean Kelly and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated on behalf of investors who have lost money following broker fraud or misconduct. Kurta Law is a nationally recognized law firm and exclusively represents investors on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Our attorneys will work tirelessly to restore your lost funds and get your financial future back on track.  

 

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