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Sean Flynn is the Subject of a Variable Life Insurance Policy Dispute

Sean Flynn (CRD #: 1335032), a broker registered with Commonwealth Financial Network, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on December 5, 2023. Details concerning the dispute are provided below. 

On September 22, 2023, investors alleged that Sean Flynn allowed a variable life insurance policy to lapse. 

What is a Variable Annuity? 

Variable annuities are complex investments. They are insurance products that come with an investment component. The associated fees, surrender charges, and potential tax liability can negate any supposed benefits they offer. They are also prone to lapsing – another potential drawback. 

Background Information 

Sean Flynn has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 3 National Commodity Futures Examination 
  • Series 7 General Securities Representative Examination 
  • Series 53 Municipal Securities Principal Examination 
  • Series 24 General Securities Principal Examination 

He is a registered broker in 27 states and is a registered investment adviser in Massachusetts. 

During his 38 years of experience, he has registered with four firms: 

  • Commonwealth Financial Network (CRD #: 8032) 
  • Invest Financial Corporation (CRD #: 12984) 
  • Dean Witter Reynolds (CRD #: 7556) 
  • First Jersey Securities (CRD #: 6621) 

Kurta Law Can Help 

If you have worked with Sean Flynn and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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