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Sam Singh Subject of Criminal Charge

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 8, 2025 at 10:52pm

Sam Singh (CRD #: 4733422), a broker registered with Fidelity Brokerage Services, is the subject of a criminal charge, according to his BrokerCheck record, accessed on May 31, 2025. If you want to know more about his alleged conduct as a broker, read on.

Criminal Charge

On February 19, 2025, a felony charge was entered against Sam Singh. This charge is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Sam Singh has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

Sam Singh is a registered broker in all 50 states as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

He has also worked for the following firms:

  • Strategic Advisers (CRD#:104555)
  • Fidelity Personal and Workplace Advisors (CRD#:288590)
  • LifeMark Securities Corporation (CRD#:16204)
  • Network 1 Financial Securities (CRD#:13577)
  • Wells Fargo Advisors (CRD#:19616)
  • John Carris Investments (CRD#:145767)
  • Olympia Asset Management (CRD#:126331)
  • NYLIFE Securities (CRD#:5167)
  • MetLife Securities (CRD#:14251)
  • Metropolitan Life Insurance Company (CRD#:4095)

Kurta Law Can Help

If you worked with Sam Singh and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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