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Salvatore Larocca is the Subject of an Investor Dispute

Salvatore Larocca (CRD #: 1742689), a broker registered with Voya Financial Advisors, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 26, 2025. Keep reading if you have questions regarding his alleged conduct.

Investor Allegations

On August 26, 2025, an investor alleged that Salvatore Larocca prepared paperwork for a transfer of more assets than the investor intended to transfer. The investor is seeking $90,000, but the dispute was denied by the firm.

Investors should know, however, that firms can deny disputes without any external review, and investors can still recover following a denial.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Transferring more assets than the investor authorized may violate this rule.

Background Information

Salvatore Larocca has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination  
  • Series 6 Investment Company Products / Variable Contracts Representative Examination

He is a registered broker in seven states.

Salvatore Larocca has registered with the following firms:

  • Voya Financial Advisors (CRD #: 2882)
  • ING Financial Advisers (CRD #: 34815)
  • Equico Securities (CRD #: 6627)
  • The Equitable Life Assurance Society of the United States (CRD #: 4039)
  • Aetna Life Insurance and Annuity Company (CRD #: 13256)
  • Pruco Securities Corporation (CRD #: 5685)

Kurta Law Can Help

If you worked with Salvatore Larocca and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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