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Investor Seeks Six Figures in Dispute with Salvadore Salvo

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 17, 2025 at 11:00pm

Salvadore Salvo (CRD #: 409637), a broker registered with Purshe Kaplan Sterling Investments, is involved in an investor dispute, according to his BrokerCheck record, accessed on August 24, 2025. Investors may have also engaged his services through Summit Financial. If you want to know more about his alleged conduct as a broker, read on.

Investor Dispute

On July 2, 2025, an investor named Salvadore Salvo in allegations that certain of the client’s positions had not been transferred in-kind to his new account as ordered. The investor seeks $508,000 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Salvadore Salvo has passed the following exams:

  • General Securities Principal Examination – Series 24
  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Registered Representative Examination – Series 1
  • Uniform Securities Agent State Law Examination – Series 63

Salvadore Salvo is a registered broker in 32 states and a registered investment adviser in New Jersey.

He has also worked for the following firms:

  • Summit Equities (CRD#:11039) 
  • Summit Financial Resources (CRD#:104990) 
  • Summit Family Wealth Counseling (CRD#:108053) 
  • MML Investors Services (CRD#:10409)
  • Massachusetts Mutual Life Insurance Company (CRD#:2682)
  • CG Equity Sales Company (CRD#:145) 

Kurta Law Can Help

If you worked with Salvadore Salvo and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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