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Ryan Leisle is Facing a Variable Annuity Dispute

Ryan Leisle (CRD #: 6153665), a broker registered with NYLife Securities, is the subject of an investor dispute. This dispute appears on his BrokerCheck record, accessed on April 9, 2024. Keep reading if you have questions about his alleged conduct as a broker. 

Investor Allegations 

On January 8, 2024, investors alleged that Ryan Leisle failed to explain surrender charges for variable annuities. 

FINRA Rule 2020 – Misrepresentation

FINRA Rule 2020 prohibits the misrepresentation of investments and omission of material facts. Material facts include information about an investment’s potential returns, as well as charges, expenses, and fees. Brokers must always disclose the risks such as surrender charges.  

What is a Variable Annuity? 

Variable annuities are complex investments. They are insurance products that come with an investment component. The associated fees, surrender charges, and potential tax liability can negate any supposed benefits they offer.

Background Information 

Ryan Leisle has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in Idaho, Montana, Utah, Washington, and Wyoming. 

Kurta Law Can Help 

If you have worked with Ryan Leisle and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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