Fidelity Brokerage Services Fires Ryan Jenkins

Ryan Jenkins (CRD #: 5912429) was fired from Fidelity Brokerage Services, according to his BrokerCheck record, accessed on June 29, 2022. If you have questions about Ryan Jenkins’s conduct as a broker, keep reading.

Discharge from Fidelity Brokerage Services

On February 8, 2022, Ryan Jenkins was fired from Fidelity Brokerage Services after allegedly documenting client interactions inaccurately, potentially impacting compensation credit.

FINRA Rule 4511

FINRA Rule 4511 requires firms to keep books and records, with the implicit obligation to maintain accurate and up-to-date records.

FINRA Rule 2010

A violation of FINRA Rule 4511 also constitutes a violation of FINRA Rule 2010, which requires registered representatives to observe high standards of commercial honor and just and equitable principles of trade. 

Background Information

Ryan Jenkins has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• Series 63 – Uniform Securities Agent State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination
• Series 10 – General Securities Sales Supervisor – General Module Examination
• Series 9 – General Securities Sales Supervisor – Options Module Examination

He has only worked for Fidelity Brokerage Services (CRD#:7784).

Kurta Law Can Help

If you worked with Ryan Jenkins and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.