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Ryan Hyslop Embroiled in Investor Dispute Alleging Misrepresentation

Apr 29, 2022 Misrepresentation

Ryan Hyslop (CRD #: 5693941), a broker and investment advisor registered with Prospera Financial Services, is involved in a pending investor dispute, according to his BrokerCheck record, accessed on April 12, 2022.

According to the allegations filed on January 28, 2022, Ryan Hyslop misrepresented an options trading strategy in 2020. 

Options are part of a complex trading strategy that must be managed carefully. Statistically, option contract investors are much more likely to lose their entire investment. 

FINRA Rule 2020 prohibits brokerage firms and stockbrokers from making material misrepresentations or inducing investors to purchase investments with false statements about their potential benefits. This unethical conduct also violates FINRA Rule 2010, which states that brokers must uphold high standards of commercial honor.

You might have a case against your broker or financial advisor if they recommended an options strategy that you didn't comprehend or that resulted in significant losses.

Background Information

Ryan Hyslop has passed the following exams:

  • Series 66 - Uniform Combined State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 7 - General Securities Representative Examination

He is a registered broker in 38 states and a registered investment advisor in Texas, Nevada, and California. 

Besides Prospera Financial Service, Ryan Hyslop has also worked with Morgan Stanley (CRD#:149777) and Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Ryan Hyslop and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.