Country Capital Management Company Fires Ryan Greene
Ryan Greene (CRD #: 6101709) was fired from his firm, according to his BrokerCheck record, accessed on August 12, 2022. If you want to know more about his conduct as a broker, read on.
Termination from Country Capital Management Company
On April 12, 2022, Ryan Greene was fired from Country Capital Management Company after the firm allegedly found that he shared an office space with an unaffiliated third-party insurance agency without proper controls in place to protect client information and that he downloaded and shared client information with this third-party agency.
This was allegedly determined by the involved insurance companies to be a violation of Ryan Greene’s insurance agreement.
Regulation S-P
Regulation S-P is an SEC regulation that requires brokerage firms to establish privacy policies and disclose the sharing of information with third parties to customers.
Background Information
Ryan Greene has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
He has also worked for Country Capital Management Company (CRD#:12060).
Kurta Law Can Help
If you worked with Ryan Greene and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.