Ryan Barnhill Allegedly Executed Unauthorized Transactions

Ryan Barnhill (CRD #: 6335285), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on August 4, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 3, 2025, an investor alleged that Ryan Barnhill executed a series of unauthorized transactions when he sold his equities and treasury securities. He also allegedly purchased stock without his investor’s authorization. The investor alleged that his portfolio value significantly decreased and is seeking to recover $70,000. 

The dispute was denied, but investors should know that firms can deny disputes without any external review. Investors can still recover losses following a denial. 

Unauthorized Trading

FINRA Rule 3260 limits discretionary trading by brokers to pre-approved discretionary accounts. These accounts must be approved for discretionary trading by both the client and the firm. Discretionary trading that takes place in an account that has not been approved is unauthorized.

Background Information 

Ryan Barnhill has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker in 13 states and is a registered investment adviser in California and Texas. 

During his 11 years in the securities industry, he has registered with the following firms: 

• LPL Financial (CRD #: 6413) 
• Edward Jones (CRD #: 250) 

Kurta Law Can Help

If you worked with Ryan Barnhill and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.