Russell Bobowicz (CRD #6114611) Has a Criminal Disclosure on FINRA BrokerCheck

Russell Bobowicz (CRD #6114611) is registered with PFS Investments Inc. FINRA BrokerCheck reports one criminal disclosure. We reviewed his BrokerCheck report on June 27, 2026. The matter is a pending criminal charge. If you invested with Russell Bobowicz and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Criminal Charges

Russell Bobowicz’s FINRA BrokerCheck Report reflects one criminal disclosure. A summary of the disclosure is below:

On April 9, 2026, Russell Bobowicz’s FINRA BrokerCheck Report noted a pending criminal charge. It lists the court as New Jersey Superior Court in Ocean County, New Jersey. The docket number is 26001219. The formal charge is Criminal Mischief-Damage Property 3rd Degree. Russell Bobowicz’s FINRA BrokerCheck Report lists one felony count. Bobowicz reported no plea. The disclosure remains pending.

Rule Summary #1: FINRA Rule 4530 (Reporting Requirements)

FINRA Rule 4530 requires firms to report specified events to FINRA. It also covers required filings for certain criminal actions and other matters.

Rule Summary #2: FINRA Rule 2010 (Standards of Commercial Honor)

FINRA Rule 2010 requires members to observe high standards of commercial honor. It also requires just and equitable principles of trade.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on his FINRA BrokerCheck report, Russell Bobowicz:

Is currently registered with PFS Investments Inc.

Has passed the Securities Industry Essentials (SIE) exam. Russell Bobowicz has also passed Series 6 and Series 63.

Has no prior securities firm registration history reported by BrokerCheck.

Kurta Law Can Help

If you have worked with Russell Bobowicz, you may have concerns about his activity. Kurta Law may be able to help you evaluate your legal options. You can read more about potential claims and investor protections in the helpful resources below. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful Resources: Securities Attorney | What Is Securities Fraud

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts. They can also explain possible next steps.