Rogers Haydon Voluntarily Resigned from Raymond James & Associates

Rogers Haydon (CRD #: 4452565), an investment advisor registered with Arkadios Wealth Advisors, has voluntarily resigned from Raymond James & Associates. This disclosure appears on his BrokerCheck record, accessed on October 7, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On August 28, 2025, Rogers Haydon voluntarily resigned from Raymond James & Associates following allegations that he engaged in conduct inconsistent with firm policies on correspondence, advertising, outside business activities, selling away, and private securities transactions. 

Rogers Haydon has one outside business listed on his detailed BrokerCheck record: Haydon Consulting. 

Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval of any outside business.

Background Information 

Rogers Haydon has passed the following exams: 

• Series 66 Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 31 Futures Managed Funds Examination 
• Series 7 General Securities Representative Examination

He has registered with the following firms: 

• Raymond James & Associates (CRD #: 705) 
• Morgan Keegan & Company (CRD #: 4161) 
• A.G. Edwards & Sons (CRD #: 4) 

Kurta Law Can Help 

If you have worked with Rogers Haydon and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.